Preparing a TCR for the SEC: Reporting Corporate Fraud and Foreign Corruption
Presented by Neal A. Roberts
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Course Description
Length: 1h 3min Published: 9/12/2024 
This program provides a comprehensive overview of the SEC’s whistleblower program and the Tips, Complaints, and Referrals (TCR) system. Designed for the general practitioner this presentation explains how whistleblowers and their lawyers can submit TCRs about securities violations and foreign bribery by listed US companies. It describes the process for receiving awards, and the protections against retaliation. Learn about the SEC’s approach to evaluating and acting on whistleblower reports, and gain insights into effectively leveraging the TCR system for reporting misconduct.
Learning Objectives
* Educate lawyers on how to find and then prepare whistleblower TCR complaints
* Understand how whistleblowers and their lawyers can submit TCRs about securities violations and foreign bribery by listed US companies
* Learn about the SEC’s approach to evaluating and acting on whistleblower reports
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Presented By:
Neal A. Roberts
Washington, D.C.
202-810-1300
NRoberts@ProtectUSLaw.com
