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Sustainable Compliance Manuals

Presented by Ellen McCarthy

(1,783 Ratings)

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Course Description

Length: 1h 4min    Published: 8/12/2017    
An organization's compliance manual is the set of written policies and procedures documenting the internal controls the organization has implemented. Creating and enforcing a sustainable compliance manual is crucial for nearly all organizations.

Why do your clients need a compliance manual? What should the manual address? What makes it sustainable? In this program, CEO of Sustainable Compliance Strategies, Ellen McCarthy, answers these key questions for attorneys representing business clients. She will cover in detail the risk assessment done when compiling a clients' compliance manual, the compliance matrix - or list of rules and regulations that govern the business and needs to be addressed in the manual, and the pitfalls to making a compliance manual truly sustainable. The principals discussed apply to all types of organizations, including law firms.

Learning Objectives
* Understand the importance of an employee compliance manual
* Learn what key issues a compliance manual should address
* Get valuable tips on completing the risk assessment needed for creating a compliance manual
Read the course transcript.

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Presented By:

Ellen McCarthy

New York, NY


Featured Reviews

"This is an excellent course to understand basic compliance requirements to protect clients from violating regulations and damaging their reputation."

   Rachel R