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Course Reviews: Defense of FINRA Investigations and Disciplinary Proceedings

Attorneys Rate this CLE Course 4.61 out of 5 Stars Based on 2,685 Ratings
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Good topic, good summary presentation. Thank you!
- Linda Dagle C
Great job. Thank you!
- Mark Z
Very helpful.
- Earl F
Good program.
- Harry J N
As former securities industry series 24, 4, etc...very informative.
- Michael C
Excellent overview with practical aspects highlighted
- Laureen B
Great presentation. Highly recommended.
- Stuart M