Defense of FINRA Investigations and Disciplinary Proceedings - Reviews

A very interesting and well done presentation. It was informative and kept my attention. Learned about a regulatory body that I had never heard of and was it was very engrossing.

Good information.

good overview of this area

Clear synopsis and well presented. Thanks!!

This is a complicated subject matter, but the presenter did a good job of providing an overview.

interesting

At least I now know what FINRA is!

Good topic, good summary presentation. Thank you!

Great job. Thank you!

Very helpful.

Good program.

As former securities industry series 24, 4, etc...very informative.

Excellent overview with practical aspects highlighted

Great presentation. Highly recommended.